【The Supreme People's Court and the China Securities Regulatory Commission established a "head-to-head" online litigation and mediation docking mechanism to comprehensively promote the diversified resolution of securities and futures disputes】

Implement the major decisions and deployments of the CPC Central Committee, give full play to the guiding and coordinating role of securities regulatory authorities in the resolution of securities and futures disputes, and the leading, promoting, and guaranteeing role of the people's courts in the reform of the diversified dispute resolution mechanism, so as to reduce investor uncertainty A few days ago, the General Office of the Supreme People’s Court and the General Office of the China Securities Regulatory Commission jointly issued the “Notice on Establishing a “General-to-General” Online Litigation and Mediation Matching Mechanism for Securities and Futures Disputes (hereinafter referred to as the “Notice”). "Notice"), to realize the system connection between the "People's Court Mediation Platform" and the "China Investor Online Mediation Platform", and to provide one-stop, full-process online dispute resolution for parties involved in securities and futures disputes, including multiple mediation, judicial confirmation, registration and filing, etc. Services make clear requirements.

The "Notice" emphasizes that the non-litigation dispute resolution mechanism should be put in the forefront, give full play to the important role of mediation in resolving conflicts and disputes in the securities and futures field, and establish an organic, coordinated, efficient and convenient online litigation and mediation docking for securities and futures disputes. Working mechanism to resolve securities and futures disputes in a timely and efficient manner in accordance with the law.

The "Notice" clarifies the specific business process of online litigation and mediation for securities and futures disputes, and requires further strengthening of online audio and video mediation. At the same time, establish and improve the evaluation and incentive system, establish a multi-level joint training mechanism, and actively Provisions shall be made to guide parties to choose mediation to resolve securities and futures disputes.

Next, the Supreme People's Court and the China Securities Regulatory Commission will jointly promote the full implementation of the "head-to-head" online litigation and mediation docking mechanism. An open, dynamic and resilient capital market safeguards the legitimate rights and interests of investors.

Attachment 1: Notice of the General Office of the Supreme People's Court and the General Office of the China Securities Regulatory Commission on Establishing a "Head-to-Head" Online Litigation and Mediation Matching Mechanism for Securities and Futures Disputes